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FIELD CONCEPTS AND THE EMERGENCE OF A HOLISTIC BIOPHYSICS
MARCO BISCHOF
International Institute of Biophysics,
ehem.Raketenstation, Kapellener Str., D-41472 Neuss, Germany, and Future
Science & Medicine, Gotlandstr.7, D-10439 Berlin, Germany
Published in: Beloussov, L.V., Popp, F.A., Voeikov, V.L., and Van Wijk,
R., (eds.): Biophotonics and Coherent Systems. Moscow University Press,
Moscow 2000, pp.1-25.
Abstract
Due to recent advances in several
disciplines, the basic features of a holistic biophysics are now emerging. It
is proposed that the postulates for such a field must include that it will be
based on the intrinsic holism of quantum theory and the properties of
macroscopic quantum effects, that it should include the principles of
nonlocality, nonseparability, and interconnectedness, that it will be based on
a field picture of reality and the organism, and finally must include
consciousness.
The paper attempts to show why field models are
appropriate tools for the holistic modeling of the organism, proposes a
hierarchy of regulation systems based on fields, gives a review of field models
proposed in biology, biophysics, consciousness research and social science, and
discusses the possible role of fields in bridging the mind-body gap.
Finally, a discussion of the perspectives that may be
opened up for biophysics by some recently proposed extensions of
electromagnetic theory leads the author to suggest a role for the physical
vacuum in the organism.
Introduction
“Can
Physics deliver another biological revolution ?” asked an editorial in the
journal Nature of January 19991.
However, the so-called “new physics-biology agenda” which several U.S.
universities, foundations and government agencies intend to fund heavily, is
actually a very old agenda going back to the 1930’s, namely that of molecular
biology, which now in a gigantic effort of total genetic mapping, called by
some “the New Manhattan Project of
Biology”, strives to bring the molecular biology project of total
technological control over life to a final fulfillment.
Is this the kind of “new biophysics” we want to be
supported with all that money and effort ? I am certainly not alone in asking
this question, and with the growing dissatisfaction about the reductionist,
molecular-genetic approach to biology the number of those who develop and
support an entirely different kind of biophysics is increasing 2-16.
A look into the history of biology and biophysics
shows that there always have been alternative traditions to the
molecular-reductionistic approach now dominant in these fields. In biology,
during some periods, e.g., in the first half of this century – holistic or
organismic approaches have been far from marginal, in some disciplines, such as
developmental biology, even constituting the dominant trend. Biophysics itself,
although a relatively young field of science, has already experienced several
changes in emphasis in the course of its history17,18. The German
founders of biophysics at the beginning of the 19th century, people
like H.Helmholtz, E.Du Bois-Reymond, E.Brücke, C.Ludwig, E.H.Weber and
G.T.Fechner, usually are depicted by historians of science as staunch
reductionists and opponents of vitalistic and idealist ideas in biology.
However, as Culotta has shown19, in reality they were not in such a
sharp opposition to the romantic Naturphilosophie
spirit of the time, and nearer to the antireductionistic approach of Claude
Bernard, than is generally assumed. Likewise, in the 1930s when molecular
biology started its rise that has made it the dominant approach in biology and
biophysics, there were a number of other viable biological programs, some of
them holistic, that could have been chosen for promotion by the Rockefeller
Foundation20. The reason why
the officers and scientific advisers of the Foundation chose to promote the
molecular vision of life was that they sought to develop, under the influence
of Jacques Loeb’s engineering standpoint21 aimed at controlling
life, a mechanistic biology as a central element of a new science of man whose
final goal was social engineering.
Originally, the
Rockefeller Foundation had intended to promote its goal of social control by
eugenics, supporting several research projects concerned with eugenic
selection. When eugenics lost its scientific validity amd social acceptance,
the molecular biology program of creating a new biology grounded in the
physical sciences and able to rigorously explain and eventually control the
fundamental mechanisms governing human behaviour, promised a surer, if slower,
way toward social control by eugenic selection based on the more readily
accepted principles of genetics and protein science. Even within the scientific
developments that stood at the origin of molecular biology22, before
it definitely took the reductionist turn leading to the present situation, at
least one also forms an important element in the foundation of a modern
holistic approach in biophysics: the quantum philosophy of Bohr, Schroedinger,
Jordan and Delbrück.
Biophysics and the Quantum
Revolution
The philosophical contribution to the rise
of molecular biology originated in Niels Bohr’s speech „On Light and Life“ at the International Congress on Light Therapy
at Copenhagen, August 15, 1932 23 where he postulated that a new
physics was required for interpreting life; life was not reducible to atomic
physics. A few of the key figures in molecular biology, mainly M.Delbrück and
E.Schrödinger, were strongly influenced by Bohr’s views 24, which
Schrödinger took up in his book „What is
Life ?“ 25. The book inspired many young physicists traumatized
by the wartime use of physical expertise, to go into biology and had a strong
influence on the development of molecular biology 26.
However, the book certainly was more influential by
interpreting the genetic viewpoint of H.J.Muller, T.H.Morgan and M.Delbrück in
physicist’s terms and by backing it with the prestige of physics than by
convincing biophysicists of the Bohr-Schrödinger hope of discovering new
physical laws through biophysical investigation of biological phenomena27.
These ideas – which have to be seen in the context of the rather strong
holistic tendency of the biology of the time -
did not exert any lasting influence on molecular biology. On the other
hand, they have been, and still are, a
seminal influence for the later emergence of a holistic biophysics.
Today, molecular biology proposes itself as as the
manageable project of refashioning life and redirecting the course of evolution
that the Rockefeller Foundation and some of its early pioneers like H.J.Muller
and W.Weaver had envisioned. Because of the enormous technological and social
power promised by molecular biology, even the increasing awareness of the bad science on which it is based in many
respects, such as the many weak points in genetic and evolution theory28,
does not prevent it to carry us into such immature and dangerous projects as
genetic engineering biotechnology in agriculture and medicne, and the “Human Genome Project”, whose deeper
nature is revealed by the military epithet of a “Manhattan Project of the life sciences”.
The noted quantum chemist, Hans Primas, agrees with
this fundamental criticism29,30. He writes that molecular biology,
as it exists today, is in fact engineering, not science. It is pragmatic,
instrumental knowledge which aims at the power over nature, but not at
understanding. It does not constitute a scientific theory of life able to give
us orientation to live rationally with nature, but only provides technological
control over life. Contemporary molecular biology has become a scientific
technology which has lost contact with the epistemological sciences. Aspects of
life that cannot be treated or understood from the molecular viewpoint, such as
morphology, are glossed over. The assessment Robert Rosen made in 1967 31
is actually still valid: „...it must be
pointed out that the older problems [he refers to the questions that
preoccupied an older generation of biologists] have merely been displaced and not solved by the recent developments
at the molecular level. These problems involve the very core of biological
organization and development: homeostasis, ontogenesis, phylogenesis“ .
For Primas29, the primary shortcoming of
molecular biology is that the holistic character of the physical world now
recognized in quantum theory is either not acknowledged by the bioengineers or
rejected as irrelevant. He emphasizes that molecular biology, though well
grounded in empirical knowledge, has no foundation whatsoever in the principles
of quantum theory, contrary to a widely held belief to the opposite. It uses
the methods and technologies of quantum mechanics, but its way of thinking is
still committed to the classical physics of the 19th century and has
not taken notice of the fundamental insights of quantum mechanics on the
structure of the material world.
According to Primas, on whose statements the following
is mainly based 29,30,32-36, the atomistic-molecular view of matter
and the reductionist-mechanist philosophy have no more any scientific
foundation, according to the actual understanding of quantum theory. The description of reality by isolated,
context-independent, elementary systems such as quarks, electrons, atoms, or
molecules is only permissible under certain specific experimental conditions,
and these entities cannot in any way be considered as „fundamental building
stones“ of reality. Besides the molecular one, there are other, fundamentally
different descriptions, complementary to the molecular one, which are
quantum-theoretically equivalent and equally well founded. Quantum theory is
much richer in possiblities than is admitted in the worldview of molecular
biology.
In Primas‘
view, the feature of quantum theory that is most significant for biology is its
intrinsic fundamental holism. For
quantum mechanics, the scientific theory most widely recognized as fundamental
and best confirmed by experiment, material reality forms and unbroken whole
that has no parts. These holistic properties of reality are mathematically
precisely defined by the Einstein-Podolsky-Rosen (EPR) correlations which are
experimentally well defined. Primas postulates that, by virtue of this, quantum
mechanics constitutes the first and up to now only logically consistent,
universally valid, mathematically formulated holistic theory14. In
quantum mechanics, it is never possible to describe the whole by the
description of parts and their interrelations.
With this view of quantum mechanics Primas follows
Bohr and the school of Heisenberg 37, 38, while quark physics as
founded by M.Gell-Mann continues to cultivate democritean atomism with their
clinging to the concept of elementary particles39. Similar holistic
views of quantum theory are the „bootstrap
theory“ of G.Chew 40, D.Bohm’s „Causal Quantum Theory“ or „Holographic
Theory of Reality“ 41, 42, and others advocated by H.Stapp43,
A.Goswami 44-46, Kafatos & Nadeau47, Friedman48,
D.Peat, F.Capra, H.Atmanspacher49, and many others. This holistic
view of quantum theory, although the phenomena on which it is based are not yet
completely understood theoretically, cannot be rejected anymore because the
strange EPR quantum correlations of non-interacting and spatially separated
systems have been amply demonstrated in many experiments50-54.
Therefore the world-view of classical physics, atomism and mechanistic
reductionism definitely cannot anymore be the basis of our worldview, and of
biophysics. Quantum mechanics has established the primacy of the unseparable
whole.
Another important epistemological consequence of
quantum mechanics, complementarity, is also connected to its holism. As Primas
writes, there is no single description, such as the molecular-reductionistic
one, which can alone represent the whole reality of the subject of a scientific
investigation, or is better or „truer“
than any other. Nature is extremely diverse and stratified; each description
comprehends only a minute partial aspect of its unfathomable multiplicity. Any
scientific description of a natural phenomenon is only possible if we renounce
the description of its complementary aspects. Quantum theory can only be
applied if we abstract from certain aspects and thereby break the holistic
symmetry. However, the kind of abstraction we use is not prescribed by the
first principles of the theory, such that quantum mechanics allows, and even
requires, many different, but equivalent, complementary descriptions of nature.
As an important postulate for future science, Primas therefore emphasizes that
we will have to learn to work simultaneously with several complementary
descriptions of nature29 .
In this perspective,
the molecular view is legitimate and important and should not be
abandoned; molecular biologists can be rightly proud of their successes. It
should be cultivated, but not at the expense of other viewpoints. It is its
extreme one-eyedness that must be criticised. However, as Primas points out, „biology is more than molecular biology“.
He postulates that science must now redirect ist attention to the wholeness of
nature, and therefore will have to ask radically new questions. It has to
develop a concept of reality which does not exclude any part of it. Those
properties which belong to organisms only as wholes must remain within the
scope of science. Therefore, it will be necessary to consider the phenomena as
well from „bottom-up“, as in mechanistic understanding, as from „top-down“, as
in vitalistic and holistic understanding. According to Primas, the notion that
the latter is not legitimate or secondary is a prejudice that must be overcome.
From the viewpoint of the quantum-theoretical worldview, both are completely
equivalent, but lead to fundamentally different research agendas and insights.
Even the criteria according to which the scientist decides what is
scientifically defendable and interesting, are completely different from these
two viewpoints. Also, according to quantum theory functional and teleological
explanations are completely legitimate and equivalent to causal ones; even the
primacy of causality has no foundation in the first principles of physics.
Primas points out that it is not possible to distinguish between causal and
final processes by purely mechanical means and that such a distiction only
makes sense for irreversible processes. As to the existence of the hypothetical
vitalistic forces, modern physics is well able to integrate new forces into its
system.
Thus,
matter has become „dematerialized“ by modern quantum theory, and this property
of „thinglessness“ in the quantum worldview is closely connected to the
property of „interconnectedness“. The emphasis is no longer on isolated
objects, but on relations, exchanges, interdepences, on processes, fields, and
wholes. Quantum theory is a nonlocal theory43. It is important to
see that we cannot retain the classical world of objects and only add the
interconnectedness as a supplementary property of these objects. They are two of the complimentary
descriptions or aspects of reality which Primas has alluded to and cannot be
used simultaneously; thus they rather should be considered as different
diomensions of reality. The holistic
interpretation of quantum theory in fact may also be taken as implying a
multidimensional structure of reality 48,55. In this view, there are, besides the world of objects, one or
several more fundamental levels of reality where interconnectedness rather than
separatedness dominates. Fields certainly belong into this category; however,
apart from electromagnetic and other physical fields which are still among the
phenomena considered as belonging to the four fundamental forces of the
observable world, we must assume the existence of additional field-like levels
of reality not directly observable at present, which may be beyond space-time
and represent the realm of potentiality56, or of the „noumena“, the
realm behind the phenomena according to Newton, in contrast to the actuality of
the observable. The Schroedinger wave function of quantum theory actually
describes this hidden domain of potentiality, of the non-observable,
unmanifested, pre-physical world of non-local correlations and superluminal,
instantaneous connections, rather than the world of observable phenomena 48.
Only with the act of measurement this infinity of potentialities, described in
the Schroedinger equation as a superposition of all possible quantum states, is
„collapsed“ into one single actuality. Connected to the concept of potentiality
is the concept of „entanglement“ which describes the characteristic of
interconnectedness51. In the absence of any interaction (such as a
measurement), two systems are in an entangled state in which neither system by
itself can be said to be in a „pure state“, i.e., can be fully specified
without reference to the other.
This hidden domain can be considered as a fundamental
dimension of reality, a domain of dynamical connectivity, from which the
patterns of the physical world arise. According to some authors, this realm of
pre-physicality is not only the basis of the physical world and of matter, but
also seems to be connected to, consciousness, which some see as the fundamental
field underlying it 41,44-46,48,55,57,58,59-61. In physics, it is treated by the various models
of the physical vacuum. Its possible relevance to biophysics as a basis for a
true quantum biology 62,63 seems obvious to us, as we will explain
later. Therefore we postulate the development of a „vacuum biophysics“ (see last chapter) .
The „hidden domain“ of connectivity has
characteristics completely different from those of the classical, macroscopic
world of separated objects. For a long time, the quantum description that
reveals the properties of phenomena belonging to this domain, or arising from
it, was taken to apply only to the microscopic world of atoms and molecules,
while the world of macroscopic phenomena of our experience was considered to be
purely classical and not to manifest quantum properties. However, today we know
that this is not true, and that there are many macroscopic quantum
manifestations, although our knowledge about them is still limited64-68.
Biological systems obviously possess the characteristics of macroscopic quantum
systems.
The Redefinition of
Biophysics
From what we have just heard, we can
conclude that traditional biophysics, based up to now on classical physics and
equilibrium thermodynamics, needs a redefinition in terms of the revolution
brought by the last few decades of quantum-mechanical experiments and
interpretations. As there is still no agreement on the definition of the field,
we are free to attempt such a redefinition. In the following I will try to
determine what the postulates for such a new biophysics could be, as it
actually is already in development since about ten or fifteen years.
First of all, it indeed will entail a revolution based
on physical concepts – however, not of the kind alluded to in the Nature editorial. While the physical
view will be fundamental, it will not be that of classical physics, and the
goal will not be the reduction of biology to physics but an understanding of
the physics of the living, and physics must not replace, but support profound
biological understanding. Thus, the new biophysics should be more than just an
empirically based bioengineering technology; it will need epistemological and
philosophical foundations. Its goal should be to develop an adequate theory of
life, and it should balance the mastery of life with the understanding of life.
As a complement to the onesidedness of the molecular
approach, the new biophysics will focus on holistic aspects of organisms, and
will attempt to provide a vision able to
synthesize the wealth of molecular details accumulated by molecular biologists.
Its basis must be the insight into the fundamental interconnectedness within the organism as well as between organisms, and that of the
organism with the environment.
Therefore it must be inter- or transdisciplinary and
truly integrate biological, biochemical and medical expertise into its physical
models, but also connect to knowledge from fields such as geophysics,
biometeorology, heliobiology etc.
It will be based on quantum theory, and not classical
mechanics – therefore it may also be called „quantum biology“ –, and also,
instead of equilibrium thermodynamics, it must refer to non-equilibrium
thermodynamics. Organisms clearly are open systems far from equilibrium. Other
central concepts of the new biophysics, related to the latter, will be
coherence and macroscopic quantum states.
I postulate that field thinking and field models will
have to be one of the central elements of the new biophysics, as a complement
to the molecular view, as a means to sythesize the wealth of its details, and
to adequately model thinglessness, interconnectedness and non-locality –
therefore bioelectromagnetics will play a central role in the new biophysics.
However, recent experiments have shown that the existence of hitherto unknown,
non-electromagnetic fields in and
between organisms cannot be excluded. Of course, the field aspect of the
organism has to be seen in close connection, and constant interaction, with the
solid aspect. Attention should also be paid to the field aspect of biochemical processes, for example in
collective processes, reactivity and molecular recognition.
I suggest that the existence of a pre-physical,
unobservable domain of potentiality in quantum theory, which forms the basis of
the fundamental interconnectedness and wholeness of reality and from which
arise the patterns of the material world, may provide a new model for
understanding the holistic features of organisms, such as morphogenesis and
regeneration, and thus provide a foundation for holistic biophysics – therefore
I propose that the usefulness of the theories of the physical vacuum for
understanding the phenomena of life is investigated - one important aspect of
their usefulness may be as a link between the domain of biology and
consciousness.
I postulate that the new biophysics needs to extend
its interdisciplinarity even beyond natural science. Consciousness cannot be
excluded anymore from biophysics, although the difficulties of such an
extension should not be underestimated. There is now enough evidence showing
that consciousness is a causal factor in biology and not just an
inconsequential epiphenomenon. Starting from the analysis of the phenomenology
and the experimental evidence for mind-body interaction, field models and
vacuum theories may provide the necessary tools for bridging the mind-body gap. However, it is also
necessary to acknowledge the limits of the scientific approach, and value the
goal of understanding highly enough to include non-observables into our models,
if this supports understanding.
Historical Antecedents of
Holistic Biophysics
Not only theoretical considerations as those
of Primas, but also the history of biology and of biophysics show clearly that
the reductionistic concept of molecular biology is not the only possible
concept for biological science; there even have been several periods in which
holistic approaches have been dominating
biology, or at least parts of it69.
Even in biophysics proper, there have always been holistic schools of
thought, although they usually are not mentioned in contemporary reviews of the
field, or not thought of belonging to biophysics.
An early instance of holistic thought in biology is
the school of rational or transcendental morphologists of the late 18th
and early 19th centuries, such as G.de Cuvier, E.Geoffrey
St-Hilaire, and R.Owen, who deduced, from their detailed studies of organismic
morphology, the existence of principles or laws of form operating in the
biological realm70. Similarly, the holistic biology and medicine of
the Romantic period, including J.W.Goethe, A. v. Humboldt, C.G.Carus, K.E. von
Baer and J. Müller, regarded the ideal form of a species as a transcendental
guiding principle in morphogenesis71. A strong tradition of
antireductionistic physiology starting with F.Magendie was mainly created by
Claude Bernard72. Bernard’s concept of “internal environment” (“milieu
interne”) developed in 1857, stood at the beginning of the research in physiological regulation, to which
E.Starling, L.J.Henderson, J.Barcroft, and W.B. Cannon (“homeostasis”) have been contributing; other holistic
physiologists were J.S.Haldane, H. Selye, R. Dubos and A. Carrel.
In the period of 1900-1950, the main thrust of
developmental biology, especially in the work of H.Driesch, H.Spemann,
P.A.Weiss, A.Gurwitsch, R.Harrison, C.M.Child, J.v.Uexküll, J.Needham,
E.S.Russell, J.H.Woodger, A.Meyer-Abich, and A.Müller, has been holistic and
centered around the concept if biological fields 69,73-74.
Very much fallen into oblivion has today the important
work done during this century in the German tradition of holistic physiology,
pathology and medicine, represented by names like G.v.Bergmann, H.Schade,
F.Kraus, F.Buttersack, A.Bier, Th.Brugsch, B.Aschner, L.R.Grote, F.Hoff,
R.Rössle, G.Ricker, H.Eppinger, W.Petersen, H.Pischinger, O.Bergsmann. Holistic
schools of medical thought have also been active in Britain, the USA, and
France, mainly in the interwar period75.
Important contributions to holistic science came from
Gestalt theory and other holistic theories in psychology, neurobiology, and
psychiatry, as exemplified by W.James, Chr.v. Ehrenfels, M.Wertheimer,
W.Köhler, K.Goldstein, K.Lewin, C.v.Monakow, C.S.Sherrington, K.Lashley,
G.Murphy, V.v. Weizsäcker, A.Maslow, K.Pribram 74-78.
The work of the Austrian-Canadian biologist L.v.Bertalanffy
is particularly significant for the emerging holistic biophysics; Bertalanffy’s
“organismic” conception of life, which also was the starting point of his “General System Theory”, actually
constitutes a first attempt to create a holistic picture of the organism based
on physical laws and detailed biological knowledge, and ist still a valuable
guide for our contemporary efforts 79-84. The German school of Beier
85-86 has continued this tradition in biophysics.
An early tradition of holistic biophysics developed
from Claude Bernard’s school in France, represented by A.d’Arsonval,
W.Kopaczewski, F. Vlès, and G.Lakhovsky.
Russia has its own tradition of holistic biology,
biophysics and bioelectromagnetics with the work of V.I.Vernadsky,
A.L.Chizhevsky, A.G.Gurwitsch, E.Bauer, and A.S.Presman, among others.
An important contribution to holistic thinking comes
from the tradition of mathematical biophysics with its concepts of optimality,
and relational and similarity principles, represented by D’Arcy W.Thompson,
N.Rashevsky, R.Rosen, and R.Thom.
Holistic concepts in philosophy of relevance to
biology and biophysics have been developed by J.Smuts, A.N.Whitehead, O.Spann,
A.Meyer-Abich, H.Conrad-Martius, H.Plessner, H.Friedmann, among others.
Last but not least, the contributions of psychosomatic
medicine, such as those by V.v.Weizsäcker, F.Alexander, Flanders Dunbar,
G.Groddeck, and G.R.Heyer, must be mentioned.
In
the time of 1900 to 1950, holistic approaches in biology, usually connected to
field concepts (see next chapter), far from being marginal, have formed one of
the dominant schools of thought, at least in developmental biology69,73,74.
For various reasons, the plausibility of this approach has strongly decreased
from the 1950‘s87. The main reason was the rise of genetics as an
alternative program to explain development.
Much
of this work is anything but obsolete, but it is now necessary to actualize the
fundamental observations and concepts developed by these pioneers of holistic
science with the up-to-date knowledge in the respective fields.
Field Concepts as a
Necessary Base of Holistic Biophysics
Modern physical field theories, such as
those developed by Faraday and Maxwell, have their origin in metaphysical
concepts arising from the participatory consciousness of archaic man88.
Field and particle theories arise from complementary modes of human self- and
world-experience rooted in bodily awareness, with the field perception of
reality probably being much older than particle theories, which could only
arise when the participatory world-view slowly gave way to individual
consciousness and the perception of an objective world, by way of an increasing
differentiation between inside and outside, I and the world, the subjetive and
the objective, and matter and consciousness. This objectivation of the world
has reached its climax in the worldview of the classical physics of the late 19th
century, with the assumption that all there is to reality is solid particles
assembled in various degrees of complexity.
The electromagnetic field theories of Faraday and
Maxwell proposed in the second half of the last century have inspired
biologists already from 1900 to the development of the first field theories,
but it was only with Einstein’s General Relativity, quantum mechanics and
quantum field theory, that physics overcame the mechanical world picture and
conceived reality as a field phenomenon.
Biology still bases its picture of the organism on the
building-stone view of classical physics which physics itself has already given
up since a couple of decades. One of the first and most fundamental steps in
the development of a holistic biology must therefore be not only to complement
the classical view with the field aspect, but even to build its model of the
organism on the field picture.
As I have shown elsewhere, the concept of the field
has alraedy occupied a central place in the school of “organismic” or
“holistic” biologists in the first half of this century69.
Leading biologists such as H.Spemann, R.Harrison,
P.A.Weiss, J.Needham, and C.H.Waddington, A.G.Gurwitsch used the hypothesis of
a biological, or morphogenetic, field, introduced by Weiss and Gurwitsch in the
early 1920’s, as a tool for understanding the phenomena of development,
regeneration and morphogenesis and to make predictions for experimental
testing. Although their field concepts referred to the model of physical,
especially electromagnetic fields, the organicists generally considered the
biological field as a purely heuristic concept and left the exact nature of the
fields open. The time (and electromagnetic science) was not yet ripe for the
notion of real electrical, electromagnetic or otherwise physical, fields of
long-range force.
ELECTROMAGNETIC FIELD THEORIES IN BIOLOGY
At this time, there was not enough
experimental evidence for the existence of bioelectromagnetic fields nor for
the biological effects of EM fields. Thus, the various electromagnetic (EM)
field concepts proposed since the first decades of the 20th for
biology, as those by Keller, Burr, Burr & Northrop, Crile, Lund, and
Lakhovsky89, were premature. The breakthrough and beginning of
modern EM field theories in biology came only in 1970, with A.M.Presman’s
report of the pioneering work of Soviet bioelectromagnetics researchers, which
also contained a first outline of a holistic EM field theory of the organism
and his relationships to the environment90. Since then, there is
ample evidence for bioeffects of EM fields and endogenous EM fields. It is now
established that organisms react sensitively to the impact of electromagnetic
fields, including very weak ones; effects of various types of endogenous
physical fierlds on cellular organization and morphogenesis are very likely. We
also know that several kinds of electromagnetic fields, including microwaves
and optical frequencies (biophotons), are emitted from living beings. There is
also evidence that weak endogenous electrical currents are involved in
regeneration and growth of new tissue; the role of ionic currents in
morphogenesis and development has also been demonstrated. Communication by
electromagnetic fields is established for fishes and insects, which suggests
this may be a more general phenomenon.
A number of further developments have contributed to
the full development of modern biological field theories. They include the work
of A.Szent-Györgyi on the excitation-deexcitation dynamics in biochemistry and
the role of charge transfer in the organism91-93; the work on open,
non-equilibrium systems and the coordinated collective behaviour of particles
culminating in Prigogine’s theory of “dissipative systems”; H.Fröhlich’s work
on coherence of the EM fields coupled to these particles and connecting them 94-97;
the Dicke theory of the coherent emission of coupled multiatomic emitters 98;
the theory of quantum coherence developed by R.J.Glauber 99-101; and
several recent developments in quantum optics, such as the work on
non-classical light and Cavity Quantum Electrodynamics 102,103.
MODERN BIOELECTROMAGNETIC FIELD THEORIES
These achievements became important elements
in the “biophoton theory” developed
by Popp and his group104-106. Like most modern field-theoretical
proposals, it tries to reconcile particle and field approaches. Based on the
evidence for the coherent emission of ultraweak luminescence by organisms, it
conceptualizes organisms as biological lasers of optically coupled emitters and
absorbers operating at the laser threshold. The solid part of the organism is
coupled with a highly coherent, holographical biophoton field which is proposed
to be the basis of communication on all levels of organization; the components
of the organism are seen to be connected in such a way by phase relations of
the field, that they are instantly informed about each other at all times. The
biophoton field is also postulated to be the basis of memory and the regulation
of biochemical and morphogenetic processes.
A related approach, “bioplasma theory”107-114, was developed from early
suggestions by Szent-Györgyi, who pointed out that biomolecules in the organism
are predominantly present in the excited state, and that the energetics of
living systems are based on excitation-deexcitation dynamics which are also the
basis of chemical bonding. Biological plasma is described as a „cold“ plasma of
highly structured collective excitations produced by the dielectric
polarization of biological semiconductors, which functions as a single unit.
The collective excitations of the molecules propagate in the form of
excitons.The complex aggregates and configurations formed by the plasma
particles serve as an energy network in the organism. External and intrinsic
radiation is stored in the bioplasma in the form of trapped cavity oscillations
which form the biological field; it has a complex broadband holographic wave structure
of great stability. The biological effects of external radiation are ascribed
to resonance properties of the whole system, and not to any of its parts. Like
biophoton theory, the bioplasma concept implies non-equilibrium and electronic
population-inversion, and therefore laser-like processes, as postulated by
Inyushin in the early 1970‘s.
Pribram’s „holographic
theory of perception and memory“,
first proposed in 1971115, 116, has been an important contribution
to modern biological field theory. It proposes
that information from the sensory input is enfolded by Fourier-like
transformations and stored in the brain in the form of holographic interference
patterns, i.e., coherent EM fields. For reading it out in remembering, it is
unfolded again by inverse Fourier transformation. In 1975 Pribram
synthesized his model with the more general „holographic
theory of reality“ proposed by Bohm in 197141. It suggests that
the organization of reality itself may be holographic, the world of objects we
perceive (the „explicate order“) being a second-order manifestation of the more fundamental „implicate order“ or „holomovement“
forming the basis of the world’s fundamental unbroken wholeness.
The „holographic
concept of reality” proposed by Miller et al.117,118 is a useful attempt to sketch the outlines of
a possible synthesis of field models emphasizing the particle aspect, like
bioplasma theory, and those who focus on the connecting and/or underlying
fields, like biophoton theory and the holographic theories. At the same time,
it tries to elucidate the significance of biolectric phenomena and
physico-chemical parameters like the acid-base and electrolytic balances and
redox potentials within the bioelectromagnetic fields.
Today, the field view of the organism and its
interactions is finding increasing acceptance in biology, biophysics and
medicine 119-124.
Biophysics and
Consciousness: On the Possible Role of Fields in Bridging the Mind-Body Gap
The German founders of biophysics in the
early 19th century recognized consciousness as the „ultimate problem of biology“, but
science at that time was not prepared to include consciousness into biophysics,
although the necessity was not denied19. Today, the situation is
different. Since around the turn of the century, Freud and his followers have
made the problem of consciousness a central topic of a broad research effort
whose results widely influenced Western society, but were hardly taken
seriously by the natural sciences.
The last few years have changed this: consciousness
has ceased to be a „non-subject“ and is now definitely on the scientific agenda127-128.
An increassing number of authors are emphasizing the necessity of introducing
consciousness into the scientific worldview, and some believe it should even
become its very foundation 41,44-46,49,57,131-135. As to the
consequences of a „biology without consciousness“, Efron136 has
pointed out the disastrous epistemological confusion the exclusion of
consciousness from biology has caused.
Although the highly animated discussion in
consciousness research is characterized by widely divergent standpoints, the
decades-long dispute about the inclusion of the observer and the possible role
of consciousness in quantum mechanics137,129-130 has certainly been
a significant influence. As can be seen from the new discipline of „Quantum Neurodynamics“ 138-140,
Pribram’s and Bohm’s holographic theories, together with Eccles‘ suggestion
that fields analogous to the probability fields of quantum theory could be
responsible for the coupling between consciousness processes and neural events141,
have also been of considerable influence. Thus, an important segment of the
most recent efforts in consciousness research is based on the hypothesis that
consciousness may have a field-like nature, and/ or that fields may play a
mediating role between consciousness and the biological organism. This
hypothesis has already a considerable history and is more widely held than
commonly is known 88.
It was probably W.James who first introduced the
concept of a field of consciousness into modern psychology in 1890. C.G.Jung’s “Collective unconscious”, first proposed
in 1917, is conceived as a deeper, fundamental field-like unitary
psychophysical reality (“unus mundus”)
occasionally producing “synchronicity”
effects. Gestalt Theory, initated by Chr.v.Ehrenfels and W.Köhler, postulates
an isomorphism between psychological and psychophysiological processes,
mediated by fields analogous to Maxwell’s electromagnetic fields and not bound
to the nervous substrate, whose geometrical structure mirrors that of the
perceived stimuli. In the 1930’s K.Lewin proposed in his field theory of social
psychology that social interactions are best understood by a field model. In
the 1940’s G.Murphy developed a field concept of the organism, of personality,
and of communication and suggested the existence of an interpersonal field
which he thought to be part of a wider universal field. Murphy also explained
Psi effects in groups as a loosening of the usual interpersonal barriers and opening
up to the interpersonal field. Paul Schilder demonstrated the existence of a “body-image”, a 3-dimensional picture of
the “perceived body”, different from the body of anatomy and physiology, a kind
of a constantly reorganized field that is constructed from the visual, tactile,
kinesthetic, postural etc. experiences of an individual’s lifetime. In 1964,
Aron Gurwitsch proposed a field theory of experiential organization in the
tradition of Gestalt theory, Lewin and Husserl’s phenomenology. The Russian
mathematician and philosopher, V.V.Nalimov, has recently proposed a theory of
the “semantic vacuum”, according to
which there is a deeper, unobservable process from which ordinary, reflexive
consciousness emerges which he calls the semantic vacuum, in deliberate analogy
to the concept of the physical vacuum.
A school of thought that has found wide interest and
has led to a new branch of neuropsychology, has its origin in the work of
Pribram and Eccles. In the early 70’s K.H.Pribram has proposed that coherent
holographic fields mediate between consciousness and neurological processes;
J.Eccles has postulated in 1977 that consciousness has an existence independent
of the brain, and that the self interacts with the body and the material world
using the brain as an instrument. H.Margenau in 1984 suggested mind may be a
unique type of non-material field, analogous to quantum probability fields;
this suggestion was taken up in 1986 by J.Eccles who proposed that this field
may modify the probability of emission of neurotransmitters at the dendritic
synapse. This finally led to the formation of the new field of Quantum
Neurodynamics, based on the hypothesis that brain processes are to be
understood on the basis of quantum field theory and are based on quantum fields,
or potentials. Long-time memory is conceived as a structured complex of vacuum states; remembering as the emission of
coherent biophoton signals from the vacuum state. The coupling of
neurophysiology with the “quantum sea” of the vacuum is assumed to be the basis
of brain processes.
Quantum neurodynamics illustrates the many recent
efforts to find approaches bridging consciousness as an entity which is not
directly measurable, and the solid material aspect of the organism, with the
hypothesis of a mediating field domain. Similar efforts have been made in the
last few decades in many areas, not least in connection with the scientific
investigation of Eastern medical systems, such as acupuncture, of contactless
healing and various other phenomena.
Observations and
Experimental Studies of Interpersonal Fields of Unknown Nature
The existence of electromagnetic fields
emitted by living organisms, including humans, is now well established, even if
there is not much established knowledge about their biological functions. On
the other hand, man has a long history of subjective experience of field-like
interpersonal connections which usually are relegated to the realm of
imagination by the scientifically minded.
More recently, however, a number of scientific experiments have to some
extent given evidence for the physical reality of these field observations 88.
As to the observations, an important example are the
studies of nonverbal behaviour that have shown a synchrony of the body motion
of speakers and listeners with the
speech pattern, which probably serves to establish empathic resonance. A
related phenomenon is the well established phenomenon of “emotional contagion”. Psychiatrists and psychotherapists have been
familiar since decades with the “praecox
feeling”, the field-like aura displayed by their patients announcing
impending psychosis or schizophrenic episodes, and have been well aware of the
contagious nature of these states. The phenomenon of “transference” between therapist and patient is equally well known
and has led a number of authors to the hypothesis of an “interpersonal field”. In “mutual
hypnosis” two persons create a common psychic field which in the deeper
stages can turn into a shared hallucinatory or dreamlike reality. Families may,
according to some psychotherapists, possess a common unconscious and shared
emotional field.
A number of recent experimental studies give evidence
that such interpersonal field effects may have some physical basis. Studies of
empathically bonded pairs by J.Grinberg-Zylberbaum have shown interhemispheric
and interpersonal EEG coherence and the appearance of transferred (evoked)
potentials in the unstimulated partner after separation by a Faraday cage. The “field-REG experiments” done by the
Princeton Engineering Anomalies (PEAR) Laboratory demonstrate anomalous
influence of group events with a “high degree of subjective resonance between
participants”on the random output of portable random events generators (REG)
that suggest the presence of a field within such groups. Experiments on distant
mental influence on living systems (DMILS) show that persons are able to exert
direct mental influences upon various distant biological systems shielded from
all conventional informational and energetic influences.
While these experiments suggest the possible
non-electromagnetic nature of the studied fields, the measurements of the
“Copper-Wall Project” performed by E.Green demonstrate that in healing
sessions, exceptional subjects, such as healers and sensitives, are able to generate
anomalous voltage surges in electrical body potential which are transmitted to
and measured by electromaters attached to the four highly polished copper walls
surrounding them in some distance.
Biological Fields in the
Light of Some Proposed Extensions of Electromagnetic Theory
In some of these experiments showing the
existence of interpersonal field phenomena (Grinberg-Zylberbaum, DMILS)
electromagnetic fields have been excluded; therefore we must use the hypothesis
that some kind of probably unknown, non-electromagnetic field(s) may be
involved. Recently, a number of authors have suggested that electromagnetic
potentials (vector and scalar potentials) may play a role in living systems63,142-147,
and a series of preliminary experiments (which still have to be reproduced
independently) seems to show biological effects of vector potentials different
from those of ordinary electromagnetic fields 147-153. It has been proposed that there may be a
whole class of non-electromagnetic fields underlying electromagnetic phenomena,
which have been called „subtle energies“ by some authors, following a
suggestion by Einstein 142, 145,146.
In fact, while the potentials have long been
considered mere mathematical conveniences without physical reality, the
reevaluation of their significance made possible by the groundbreaking paper by
Aharonov & Bohm 154, is now opening up a new field of
electromagnetic research which we suspect may turn out to be highly significant
for bioelectromagnetics and biophysics in general. A number of recent attempts
to formulate extensions of electromagnetic theory point to the existence of an
additional, hitherto unsuspected dimension of electromagnetism, which seems to
be able to interact with the very structural fabric of space and time 155,156.
Aharonov & Bohm 154 have shown that in certain cases the
potentials act as real physical fields and must even be consdered more
fundamental than the electric and magnetic forces; in the experiment they
proposed the potentials exert an physical effect on charged particles in a
field-free volume but not in the way force-fields do – they only influence the
phase, and thus are fields of information.
However, the reason for the now well proven
Aharonov-Bohm (AB) effect has only become evident in the wake of its analysis
and generalization by Wu & Yang157,158.
Barrett 159,160 has given evidence that in the AB experiment the
electromagnetic field, normally of U(1) symmetry, is „conditioned“ into SU(2)
form (in other cases even higher symmetries can be obtained) by the geometrical
constraints of the experiment, which adds a degree of freedom to the field
allowing an interaction with the space-time metric (neutrino network) and its
topological structure, and endows it with a gravitation-like essence and form.
Barrett also has shown that the AB effect is only one of a whole class of
effects where this is the case.
According to Tiller142 potentials have the
important function of mediating between electromagnetic fields and the
macroscopic quantum states of solid matter on the one hand, and the physical
vacuum on the other hand, because of their property of controlling the phase of
electromagnetic fields. He suggests that the „subtle energy“ fields of the
vacuum domain, belonging to a higher dimension beyond space-time, organize the
structure of space-time, which in turn, by the intermediate of the potentials,
generates the corresponding electromagnetic fields. These finally give rise to
the observed processes in space and time.
This hypothesis is supported by the work of Barrett159,160 on the conditioning of the electromagnetic
field. In this process, the phase-controlling property of potentials is
central. This is highly significant for biophysics, not only because of the
coherence of biolectromagnetic fields; its importance can also be illustrated
by the fact that the living organism with its many rhythmical processes
basically is a complex system of oscillating fields coupled nonlinearly by
their phase-relations.
Apart from potentials, a number of further non-electromagnetic
fields have been forwarded in the various proposals for extensions of the
Maxwell theory, as possible elements of an intermediate „subtle realm“ between
particles and force fields and the vacuum, or as elements or aspects of the
vacuum itself, for instance, „torsion
fields“161-166 and the B(3) „ghost field“ of longitudinal
magnetic polarization 167-173.
The Concept of Vacuum
Biophysics
We are convinced that it is one of the
central tasks of biology and biophysics, as it is of physics itself, to investigate the process of becoming and of
manifestation, the arising of actuality from potentiality. It is clear that
this is not yet completely realized in quantum physics, although the recent
discussions about the interpretation of quantum theory and the alternatives to
the Copenhagen interpretation have shown that it is groping in this direction.
The same tendency can be found in the recent attempts at developing unfied
theories of all physical interactions.
In the various unification programs the concept of the
physical vacuum occupies a central place. „The
vacuum is fast emerging as the central structure of modern physics“
(Saunders & Brown,1991)174. We postulate that it also merits
such a central place in biophysics 62,63,147. It has in fact already
been used in a number of recent models, e.g. by Conrad175,176,
Grandpierre58, Laughlin177, Laszlo59,60, Jibu
& Yasue139,140, Shacklett 55, and Tiller142-144.
We would not be surprised if it would turn out to be the very foundation a
holistic quantum biophysics needs. The holistic quantum logic of biological
processes and structures may not be sufficiently understood without the
explicit inclusion of the vacuum concept into biophysics. Biophysics should be
able to explain how, in the generation and development of organisms,
pre-physical potentialities are transformed into physical realities. For
practical reasons, it should also be interested in improving our knowledge on
the more subtle, early levels of biological manifestation, where we may have
access, for instance, to the formation of preconditions for illness. The assumption of a pre-physical dimension of
potentiality is a prerequisite for the full understanding of life. To quote the
Heisenberg pupil Hans-Peter Dürr: „Living
systems prove that actuality (factuality) is not all there is, but potentiality
is also important. Like all macroscopic quantum systems, they are emergences of
potentialities into factuality“ 178.
We postulate that the concept of the vacuum is the
appropriate framework to model the fundamental quantum-mechanical domain of
potentiality. The vacuum is the „ground of being“ from which the information
for the structured development and regeneration of inorganic as well as living
forms arises. All the features of the unbroken wholeness of reality implicit in
quantum theory – non-separability, non-locality, fundamental connectedness –
which are so fundamental for biological understanding, are an expression of the
properties of the vacuum. The vacuum is the origin of microscopic and macroscopic
coherence, an essential feature of living organisms. And, finally, the
understanding of the vacuum may provide the crucial insights on the role of
consciousness in physical reality, and in the various stages in which the
creativity of the ground of existence unfolds on its way from pure potentiality
and information to physical manifestation.
The concept of of the quantum vacuum may provide an
important tool in developing both, a holistic terminology, and a holistic
methodology for the integration of biology and physics necessary for the
emergence of a holistic biophysics, or quantum biophysics. Especially
significant may be its usefulness as a suitable framework for the treatment of
organisms as macroscopic quantum systems (cf. the significance of vacuum
degeneracy).
However, it must be clarified that we are not only
talking about the electromagnetic vacuum of zero-point fluctuations, but of a
more inclusive and fundamental unified vacuum of all four interactions.
SUPERFLUID VACUUM MODEL OF THE ORGANISM
In biophoton research first considerations
on the possible role of the vacuum have been made in the 1980‘s in connection
with the stability and optical properties of DNA and the optimal signal/noise
ratio in the information transfer by biophotons. The central role that the
vacuum plays in the Dicke theory and in Cavity Quantum Electrodynamics is well
known. In 1985, Popp has suggested that
biophoton emission as measured may arise from a non-measurable, virtual, delocalized,
highly coherent field within the tissue, denoted by him as the realm of „potential information“ in the organism;
he conjectured it may be a kind of vacuum state 179-180.
More recently, Zeiger62-63 has developed a „superfluid vacuum model“ for
understanding the biophoton emission of seeds and its connection to their
viability. According to this model, seed vitality and biophoton emission are
two parallel expressions of the same underlying reality: the superfluid
Bose-condensate of photons. He proposes that the radiation field coupled to
biological systems has to be understood on the basis of a twofold ground state.
It consists, on the one hand, of a non-perturbative, collective-coherent state
responsible for stability, internal communication and photon storage, which
endowes the organism with a quiet background field connecting all its
components by long-range phase relations with each other and with the
environment. The second ground state, a perturbative, fluctuating-coherent
state consisting of the excitations of the collective-coherent state, is
responsible for flexibility, adaptation and external communication, and from it
the observed biophotons are emitted. The two states are separated by an energy
gap which controls the behaviour of the system and is a basic measure for the
overall state of the organism. It is a parameter that promises to become an
important new tool in biophysics proving additional information on the living
system. Zeiger’s model may be a significant step in the biophysical modelling
of the process of the emergence of „becoming“ from the potentiality of the
„ground of being“.
Thus, if we
speak of the electromagnetic field, or biophoton field, of cells, tissues or of
the whole organism, as opposed to the biophoton emission measured, we may
actually be dealing not with an electromagnetic field in the usual sense, but
with a virtual field, or vacuum state. This has actually been proposed by
Bearden181-183 and is
partially supported by the work of Barrett and others, already mentioned, on
one or more deeper level(s) of electromagnetism.
If we
define vacuum physics as that branch of physics concerned with the fundamental
pre-physical level of potentiality from which matter and fields arise and which
contains the information for their dynamic structuring processes, I suggest that the corresponding field of biophysics
concerned with the investigation of the biological role of the physical vacuum
and of the mediating role of potentials and other nonelectromagnetic fields
between the vacuum on the one hand and force fields and solid matter on the
other hand, should be called „vacuum
biophysics“. It may become an important theoretical element and research
subject of the new biophysics.
Under the above assumptions a hierarchy of levels of
biological function, or regulation systems, based on fields, may be envisaged
as a working hypothesis, where we have, between the solid body on the one hand,
and consciousness on the other hand, the intermediate levels of holitic
regulation systems and physiological-biochemical regulation, bioenergetic (EM)
fields, and finally bioinformation fields.
HIERARCHY OF LEVELS OF BIOLOGICAL FUNCTION
|
||
·
Solid body (tissues)
|
||
·
Holistic
regulation systems
(nervous system,
hormonal system,
extracellular matrix,
immune system etc.)
|
·
Physiological-biochemical
regulation (acid-base balance, redox potential, bioelectronics (electronic
excitation , electron flows, proton flows), etc.
|
|
EM FIELDS
|
·
Bioenergetic fields (EM fields)
|
|
DOMAIN OF
THE VACUUM
|
·
Bioinformation fields
„subtle energies“ (potentials etc.)
|
|
·
Unified field, consciousness
|
||
Conclusion
Can physics deliver another biological
revolution ? There is good evidence it indeed can and will, but it is not the
further perfection of the reductionist program of molecular-biological control
of life devised in the 1930’s that will produce the much needed revolution, but
rather the renewal of the alternative tradition of holistic understanding in
biophysics whose features are now beginning to emerge more clearly. It will
draw on the still valid findings of the various holistic approaches in physics
and the biomedical sciences of the first half of the last century which it will
actualize by linking them to the many recent advances in physics and molecular
biology, and it will incorporate the interaction of consciousness with
biological matter as a key element in understanding the phenomena of life. The
new holistic biophysics will be based on a field model of the organism and its
interactions with other living systems and the environment; besides
electromagnetic fields it will also consider the possible role of novel,
non-electromagnetic fields and of the physical vacuum in biological processes.
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